So we ran a webinar in June, aimed at compliance and risk professionals, many from the FinServ sectors and one of the poll questions we asked related to how many firms had deployed specific training for employees now working from home. Amazingly, 47% had done no such training. Firms regulated by FCA are obligated to ensure the business is managed effectively. In fact, Senior Manager Conduct rule nos 1 states: SC1. You must take reasonable steps to ensure that the business of the firm for which you are responsible is controlled effectively Many on the webinar registrants didn’t make the.